Forms and Documents | Help and Support - HSBC Broking

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Forms and documents

The forms and documents available here are for use by customers of the following firms only:

HSBC Broking Services (Asia) Limited [HCBS]
HSBC Broking Securities (Asia) Limited [HCBO]
HSBC Broking Futures (Asia) Limited [HCBF]
HSBC Broking Forex (Asia) Limited [HFOA]

For HSBC retail banking customers, please click here to download the appropriate instruction form.

Select the service you need

Account opening View more information about account opening
Change of customer information View more information about change of customer information
Common Reporting Standard (CRS) View more information about CRS
Digital services View more information about digital services
Account closure View more information about account closure
Customer Risk Profiling Questionnaire (CRPQ) View more information about CRPQ
Research reports View more information about research reports
Bereavement Guide View more information about bereavement guide

Select the investment information you want to know

Trading hours View more information about trading hours
Product factsheets View more information about product factsheets

Terms of business

HSBC Broking Services (Asia) Limited [PDF] This link will open in a new window

HSBC Broking Securities (Asia) Limited [PDF] This link will open in a new window

HSBC Broking Futures (Asia) Limited [PDF] This link will open in a new window

HSBC Broking Forex (Asia) Limited [PDF] This link will open in a new window

Customer Agreement with HSBC Broking Securities (Asia) Limited

Customer Agreement (Individual/Joint Account) This link will open in a new window

Customer Agreement (Corporate Account) This link will open in a new window

Fees and charges

Fees and charges [PDF] This link will open in a new window

Disclosure of Sales Related Information

Disclosure of Sales Related Information [PDF] This link will open in a new window

The Notice relating to the Personal Data (Privacy) Ordinance

The Notice relating to the Personal Data (Privacy) Ordinance [PDF] This link will open in a new window

Circular to Customers relating to the Personal Data (Privacy) Ordinance [PDF] This link will open in a new window

Account opening

Points to Note for Account Opening (Individual/Joint Account) [PDF] This link will open in a new window

Points to Note for Account Opening (Corporate Account) [PDF] This link will open in a new window

Account Opening Form and Customer Information Statement (Individual/Joint Account) [PDF] This link will open in a new window

Account Opening Form and Customer Information Statement (Joint Account Holder) [PDF] This link will open in a new window

Account Opening Form and Customer Information Statement (Corporate Account) [PDF] This link will open in a new window

Information Statement for Other Relevant Person(s) [PDF] This link will open in a new window

Interested in professional account executives' services? Please click here.

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Non Face-to-face Account Opening

Points to Note for Non Face-to-face Account Opening (Individual/Joint Account – Mailing Approach for Hong Kong Permanent Resident) This link will open in a new window

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Account closure

Account Closure Form [PDF] This link will open in a new window

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Bereavement Guide

Bereavement Guide [PDF] This link will open in a new window

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Change of customer information

Change of Customer Information Instruction Form (Individual/Joint/Corporate) [PDF] This link will open in a new window

Change of Relevant Person Information Instruction Form (Individual/Joint/Corporate) [PDF] This link will open in a new window

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Common Reporting Standard (CRS)

Individual Tax Residency Self-Certification Form [PDF] This link will open in a new window

Entity Tax Residency Self-Certification Form [PDF] This link will open in a new window

Controlling Person Tax Residency Self-Certification Form [PDF] This link will open in a new window

Examples of CRS Entity Type [PDF] This link will open in a new window

Glossary of CRS terms [PDF] This link will open in a new window

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Customer Risk Profiling Questionnaire (CRPQ)

Sample of Customer Risk Profiling Questionnaire (“CRPQ”) [PDF] This link will open in a new window

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Digital services

Digital Trading Services

Digital Trading Services Application Form [PDF] This link will open in a new window

Internet Trading User Guide [PDF] This link will open in a new window

HSBC Broking Mobile Trading App User Guide [PDF] Download User Guide for HSBC Broking Mobile Trading This link will open in a new window

Online Security Tips [PDF] Download Online Security Tips for accessing NetTrader This link will open in a new window

eStatement/eAdvice

eStatement Service Dispatch Form [PDF] This link will open in a new window

eStatement/eAdvice User Guide [PDF] This link will open in a new window

Electronic notifications

Change of SMS Notifications Request Form [PDF] This link will open in a new window

Research reports

Research Reports User Guide [PDF] This link will open in a new window

Trading hours

Stock Exchanges [PDF] This link will open in a new window

Exchange-traded Commodities [PDF] This link will open in a new window

Equity Index Futures and Options [PDF] This link will open in a new window

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Product factsheets

Futures [PDF] This link will open in a new window

Leveraged foreign exchange [PDF] This link will open in a new window

Options [PDF] This link will open in a new window

Precious Metals [PDF] This link will open in a new window

OTC Bond/Certificate of Deposit [PDF] This link will open in a new window

Special Purpose Acquisition Companies [PDF] This link will open in a new window

Shanghai and Shenzhen Stock Connect (China Connect)

China Connect overview [PDF] This link will open in a new window

Key Risks relating to China Connect [PDF] This link will open in a new window

China Connect Service - Withdraw Consent to the Supplemental Personal Information Collection Statement [PDF] This link will open in a new window

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